A KDE-based non-parametric cloud approach for efficient seismic fragility estimation of structures under non-stationary excitation

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  • Hohai University
  • Southeast University (SEU)
  • University of Liverpool
  • International Joint Research Center for Engineering Reliability and Stochastic Mechanics
  • Tongji University
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Original languageEnglish
Article number110873
JournalMechanical Systems and Signal Processing
Volume205
Early online date20 Oct 2023
Publication statusPublished - 15 Dec 2023

Abstract

With the development of performance-based earthquake engineering, the risk-informed assessment framework has received broad recognition over the world, of which the probability seismic fragility analysis is an important step. The classic seismic fragility adopts the lognormal assumption and forms a parametric derivation. With the development of fragility theory, researchers are hoping to seek out non-parametric approaches to express the intrinsic fragility in a pure analytical form without any distribution assumptions. Besides, how to keep the calculation efficiency (e.g., combining with cloud approach) and how to consider the non-stationary stochastic responses (e.g., combining with non-stationary stochastic excitation model) are critical aspects in fragility that deserve further attention of researchers. In this paper, a kernel density estimation (KDE) based non-parametric cloud approach is proposed for efficient seismic fragility estimation of structures under non-stationary excitation. First, the methodology framework of the efficient approach is illustrated. Then, the procedures of non-stationary stochastic seismic response of structures and KDE-based non-parametric cloud approach for efficient seismic fragility are demonstrated. After that, an application example via a three-span-six-story reinforced concrete frame is given for implementation, followed with a parametric analysis of critical factors. During the process, the classic parametric linear-regression based cloud approach (cloud-LR) and benchmark Monte-Carlo-simulation based cloud approach (cloud-MCS) are also incorporated for validation. In general, the analysis verifies the effectiveness of the non-parametric cloud-KDE approach without requiring more computation work (i.e., same as the parametric cloud-LR approach and much less than the benchmark cloud-MCS approach). Meanwhile, the non-parametric cloud-KDE approach indicates a comparable accuracy with the classic fragility approaches (i.e., less deviation than the parametric cloud-LR approach and much closer to the benchmark cloud-MCS approach), and with the increase of stochastic cloud-point number, the corresponding fitting degree of cloud-KDE approach is growing better. The research provides a new sight for the development of non-parametric seismic fragility approach, and the corresponding findings can be further combined with the probabilistic hazard and risk analysis for a non-parametric assessment procedure in performance-based earthquake engineering.

Keywords

    Cloud-KDE analysis, Gaussian-kernel, Non-parametric, Non-stationary stochastic response, Probabilistic performance, Seismic fragility

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A KDE-based non-parametric cloud approach for efficient seismic fragility estimation of structures under non-stationary excitation. / Cao, Xu Yang; Feng, De Cheng; Beer, Michael.
In: Mechanical Systems and Signal Processing, Vol. 205, 110873, 15.12.2023.

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title = "A KDE-based non-parametric cloud approach for efficient seismic fragility estimation of structures under non-stationary excitation",
abstract = "With the development of performance-based earthquake engineering, the risk-informed assessment framework has received broad recognition over the world, of which the probability seismic fragility analysis is an important step. The classic seismic fragility adopts the lognormal assumption and forms a parametric derivation. With the development of fragility theory, researchers are hoping to seek out non-parametric approaches to express the intrinsic fragility in a pure analytical form without any distribution assumptions. Besides, how to keep the calculation efficiency (e.g., combining with cloud approach) and how to consider the non-stationary stochastic responses (e.g., combining with non-stationary stochastic excitation model) are critical aspects in fragility that deserve further attention of researchers. In this paper, a kernel density estimation (KDE) based non-parametric cloud approach is proposed for efficient seismic fragility estimation of structures under non-stationary excitation. First, the methodology framework of the efficient approach is illustrated. Then, the procedures of non-stationary stochastic seismic response of structures and KDE-based non-parametric cloud approach for efficient seismic fragility are demonstrated. After that, an application example via a three-span-six-story reinforced concrete frame is given for implementation, followed with a parametric analysis of critical factors. During the process, the classic parametric linear-regression based cloud approach (cloud-LR) and benchmark Monte-Carlo-simulation based cloud approach (cloud-MCS) are also incorporated for validation. In general, the analysis verifies the effectiveness of the non-parametric cloud-KDE approach without requiring more computation work (i.e., same as the parametric cloud-LR approach and much less than the benchmark cloud-MCS approach). Meanwhile, the non-parametric cloud-KDE approach indicates a comparable accuracy with the classic fragility approaches (i.e., less deviation than the parametric cloud-LR approach and much closer to the benchmark cloud-MCS approach), and with the increase of stochastic cloud-point number, the corresponding fitting degree of cloud-KDE approach is growing better. The research provides a new sight for the development of non-parametric seismic fragility approach, and the corresponding findings can be further combined with the probabilistic hazard and risk analysis for a non-parametric assessment procedure in performance-based earthquake engineering.",
keywords = "Cloud-KDE analysis, Gaussian-kernel, Non-parametric, Non-stationary stochastic response, Probabilistic performance, Seismic fragility",
author = "Cao, {Xu Yang} and Feng, {De Cheng} and Michael Beer",
note = "Funding Information: The financial supports from the Project of National Key Research and Development Program of China (Grant No. 2022YFC3803004 ), the National Natural Science Foundation of China (Grant Nos. 52208164 and 52078119 ), the Natural Science Foundation of Jiangsu Province, China (Grant No. BK20220984 ), and the Bingtuan Science and Technology Program (No. 2023AB016-01 ) are greatly appreciated by the authors.",
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language = "English",
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journal = "Mechanical Systems and Signal Processing",
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TY - JOUR

T1 - A KDE-based non-parametric cloud approach for efficient seismic fragility estimation of structures under non-stationary excitation

AU - Cao, Xu Yang

AU - Feng, De Cheng

AU - Beer, Michael

N1 - Funding Information: The financial supports from the Project of National Key Research and Development Program of China (Grant No. 2022YFC3803004 ), the National Natural Science Foundation of China (Grant Nos. 52208164 and 52078119 ), the Natural Science Foundation of Jiangsu Province, China (Grant No. BK20220984 ), and the Bingtuan Science and Technology Program (No. 2023AB016-01 ) are greatly appreciated by the authors.

PY - 2023/12/15

Y1 - 2023/12/15

N2 - With the development of performance-based earthquake engineering, the risk-informed assessment framework has received broad recognition over the world, of which the probability seismic fragility analysis is an important step. The classic seismic fragility adopts the lognormal assumption and forms a parametric derivation. With the development of fragility theory, researchers are hoping to seek out non-parametric approaches to express the intrinsic fragility in a pure analytical form without any distribution assumptions. Besides, how to keep the calculation efficiency (e.g., combining with cloud approach) and how to consider the non-stationary stochastic responses (e.g., combining with non-stationary stochastic excitation model) are critical aspects in fragility that deserve further attention of researchers. In this paper, a kernel density estimation (KDE) based non-parametric cloud approach is proposed for efficient seismic fragility estimation of structures under non-stationary excitation. First, the methodology framework of the efficient approach is illustrated. Then, the procedures of non-stationary stochastic seismic response of structures and KDE-based non-parametric cloud approach for efficient seismic fragility are demonstrated. After that, an application example via a three-span-six-story reinforced concrete frame is given for implementation, followed with a parametric analysis of critical factors. During the process, the classic parametric linear-regression based cloud approach (cloud-LR) and benchmark Monte-Carlo-simulation based cloud approach (cloud-MCS) are also incorporated for validation. In general, the analysis verifies the effectiveness of the non-parametric cloud-KDE approach without requiring more computation work (i.e., same as the parametric cloud-LR approach and much less than the benchmark cloud-MCS approach). Meanwhile, the non-parametric cloud-KDE approach indicates a comparable accuracy with the classic fragility approaches (i.e., less deviation than the parametric cloud-LR approach and much closer to the benchmark cloud-MCS approach), and with the increase of stochastic cloud-point number, the corresponding fitting degree of cloud-KDE approach is growing better. The research provides a new sight for the development of non-parametric seismic fragility approach, and the corresponding findings can be further combined with the probabilistic hazard and risk analysis for a non-parametric assessment procedure in performance-based earthquake engineering.

AB - With the development of performance-based earthquake engineering, the risk-informed assessment framework has received broad recognition over the world, of which the probability seismic fragility analysis is an important step. The classic seismic fragility adopts the lognormal assumption and forms a parametric derivation. With the development of fragility theory, researchers are hoping to seek out non-parametric approaches to express the intrinsic fragility in a pure analytical form without any distribution assumptions. Besides, how to keep the calculation efficiency (e.g., combining with cloud approach) and how to consider the non-stationary stochastic responses (e.g., combining with non-stationary stochastic excitation model) are critical aspects in fragility that deserve further attention of researchers. In this paper, a kernel density estimation (KDE) based non-parametric cloud approach is proposed for efficient seismic fragility estimation of structures under non-stationary excitation. First, the methodology framework of the efficient approach is illustrated. Then, the procedures of non-stationary stochastic seismic response of structures and KDE-based non-parametric cloud approach for efficient seismic fragility are demonstrated. After that, an application example via a three-span-six-story reinforced concrete frame is given for implementation, followed with a parametric analysis of critical factors. During the process, the classic parametric linear-regression based cloud approach (cloud-LR) and benchmark Monte-Carlo-simulation based cloud approach (cloud-MCS) are also incorporated for validation. In general, the analysis verifies the effectiveness of the non-parametric cloud-KDE approach without requiring more computation work (i.e., same as the parametric cloud-LR approach and much less than the benchmark cloud-MCS approach). Meanwhile, the non-parametric cloud-KDE approach indicates a comparable accuracy with the classic fragility approaches (i.e., less deviation than the parametric cloud-LR approach and much closer to the benchmark cloud-MCS approach), and with the increase of stochastic cloud-point number, the corresponding fitting degree of cloud-KDE approach is growing better. The research provides a new sight for the development of non-parametric seismic fragility approach, and the corresponding findings can be further combined with the probabilistic hazard and risk analysis for a non-parametric assessment procedure in performance-based earthquake engineering.

KW - Cloud-KDE analysis

KW - Gaussian-kernel

KW - Non-parametric

KW - Non-stationary stochastic response

KW - Probabilistic performance

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VL - 205

JO - Mechanical Systems and Signal Processing

JF - Mechanical Systems and Signal Processing

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