Forest Cover Change, Households’ Livelihoods, Trade-Offs, and Constraints Associated with Plantation Forests in Poor Upland-Rural Landscapes: Evidence from North Central Vietnam

Research output: Contribution to journalArticleResearchpeer review

Authors

  • Quy Van Khuc
  • Tuyet Anh T. Le
  • Trung H. Nguyen
  • Duy Nong
  • Bao Quang Tran
  • Patrick Meyfroidt
  • Trung Tran
  • Pham Bao Duong
  • Thanh T. Nguyen
  • Tan Tran
  • Linh Pham
  • Shawn Leu
  • Ngo Thi Phuong Thao
  • Nguyen Huu-Dung
  • Trung Kien Dao
  • Nguyen Van Hong
  • Bui Thi Minh Nguyet
  • Hoai Son Nguyen
  • Mark W. Paschke

External Research Organisations

  • Memorial University of Newfoundland
  • Colorado State University
  • Vietnam National University of Forestry
  • Université catholique de Louvain (UCL)
  • University of Ulsan
  • Montana State University
  • University of Central Oklahoma (UCO)
  • University of New England NSW
  • National Economics University (NEU)
  • Phenikaa University
  • Commonwealth Scientific and Industrial Research Organisation (CSIRO)
  • Fonds de la Recherche Scientifique
  • Vietnam National University of Agriculture (VNUA)
  • Vietnamese Academy of Science and Technology
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Details

Original languageEnglish
Article number548
JournalFORESTS
Volume11
Issue number5
Publication statusPublished - 13 May 2020

Abstract

Vietnam's forests have experienced a notable transformation over the past 20 years from net deforestation to reforestation and expanding forests. Continued reforestation that aims to achieve further economic and environmental benefits remains a national priority and strategy. We explore the current status of plantation forests and highlight possible means to facilitate their expansion in the uplands of Vietnam. We employ mixed method triangulation to empirically explore plantation forests and their economic role in household livelihood, to quantify trade-offs between plantation forests and shifting cultivation, and to assess the constraints on plantation forest expansion in Nghe An province, north-central Vietnam. Results show that forest in the study area expanded by 406,000 ha (71.1%) between 1990 and 2016. Plantation forests increased by nearly 500% (from 32,000 ha to 190,000 ha), while natural forests expanded by 48.1% (from 538,000 ha to 797,000 ha). Plantation forests contributed an average of 35.1 percent of total household income in wealthier households and 27.9 percent of income in poor households. Switching from shifting cultivation to plantation forests would increase total household income and average carbon stock but decrease food provision. Total Economic Value would be higher for plantation forest scenarios if increased carbon stocks in plantations can be monetized. This carbon income might drive conversion of shifting cultivation to plantation forests. Constraints on further expansion of plantation forest are low external cooperation, education, market stability, and agroforestry extension services. Our empirical results inform national plantation forest development, sustainable upland livelihood development, and climate change mitigation programs to ultimately facilitate forest transition and improve the resilience and sustainability of socio-ecological systems.

Keywords

    Forest transition, Plantation forest solutions, Principal component analysis, Rural livelihood, Trade-offs, Vietnam

ASJC Scopus subject areas

  • Agricultural and Biological Sciences(all)
  • Forestry

Sustainable Development Goals

Cite this

Forest Cover Change, Households’ Livelihoods, Trade-Offs, and Constraints Associated with Plantation Forests in Poor Upland-Rural Landscapes: Evidence from North Central Vietnam. / Van Khuc, Quy; Le, Tuyet Anh T.; Nguyen, Trung H. et al.
In: FORESTS, Vol. 11, No. 5, 548, 13.05.2020.

Research output: Contribution to journalArticleResearchpeer review

Van Khuc, Q, Le, TAT, Nguyen, TH, Nong, D, Tran, BQ, Meyfroidt, P, Tran, T, Duong, PB, Nguyen, TT, Tran, T, Pham, L, Leu, S, Phuong Thao, NT, Huu-Dung, N, Dao, TK, Hong, NV, Minh Nguyet, BT, Nguyen, HS & Paschke, MW 2020, 'Forest Cover Change, Households’ Livelihoods, Trade-Offs, and Constraints Associated with Plantation Forests in Poor Upland-Rural Landscapes: Evidence from North Central Vietnam', FORESTS, vol. 11, no. 5, 548. https://doi.org/10.3390/F11050548
Van Khuc, Q., Le, T. A. T., Nguyen, T. H., Nong, D., Tran, B. Q., Meyfroidt, P., Tran, T., Duong, P. B., Nguyen, T. T., Tran, T., Pham, L., Leu, S., Phuong Thao, N. T., Huu-Dung, N., Dao, T. K., Hong, N. V., Minh Nguyet, B. T., Nguyen, H. S., & Paschke, M. W. (2020). Forest Cover Change, Households’ Livelihoods, Trade-Offs, and Constraints Associated with Plantation Forests in Poor Upland-Rural Landscapes: Evidence from North Central Vietnam. FORESTS, 11(5), Article 548. https://doi.org/10.3390/F11050548
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title = "Forest Cover Change, Households{\textquoteright} Livelihoods, Trade-Offs, and Constraints Associated with Plantation Forests in Poor Upland-Rural Landscapes: Evidence from North Central Vietnam",
abstract = "Vietnam's forests have experienced a notable transformation over the past 20 years from net deforestation to reforestation and expanding forests. Continued reforestation that aims to achieve further economic and environmental benefits remains a national priority and strategy. We explore the current status of plantation forests and highlight possible means to facilitate their expansion in the uplands of Vietnam. We employ mixed method triangulation to empirically explore plantation forests and their economic role in household livelihood, to quantify trade-offs between plantation forests and shifting cultivation, and to assess the constraints on plantation forest expansion in Nghe An province, north-central Vietnam. Results show that forest in the study area expanded by 406,000 ha (71.1%) between 1990 and 2016. Plantation forests increased by nearly 500% (from 32,000 ha to 190,000 ha), while natural forests expanded by 48.1% (from 538,000 ha to 797,000 ha). Plantation forests contributed an average of 35.1 percent of total household income in wealthier households and 27.9 percent of income in poor households. Switching from shifting cultivation to plantation forests would increase total household income and average carbon stock but decrease food provision. Total Economic Value would be higher for plantation forest scenarios if increased carbon stocks in plantations can be monetized. This carbon income might drive conversion of shifting cultivation to plantation forests. Constraints on further expansion of plantation forest are low external cooperation, education, market stability, and agroforestry extension services. Our empirical results inform national plantation forest development, sustainable upland livelihood development, and climate change mitigation programs to ultimately facilitate forest transition and improve the resilience and sustainability of socio-ecological systems.",
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note = "Funding Information: This research received no external funding. The authors would like to thank the collaborators of the University of Science, Vietnam National University, Vietnam National University of Forestry, Vietnam Academy of Forest Science, for their hard work on the field in Nghe An province. We especially thank many local families for their numerous supports during data collection. In Memory of the late friend Andr? Dozier at Colorado State University, Fort Collins (1987-2019).",
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Download

TY - JOUR

T1 - Forest Cover Change, Households’ Livelihoods, Trade-Offs, and Constraints Associated with Plantation Forests in Poor Upland-Rural Landscapes

T2 - Evidence from North Central Vietnam

AU - Van Khuc, Quy

AU - Le, Tuyet Anh T.

AU - Nguyen, Trung H.

AU - Nong, Duy

AU - Tran, Bao Quang

AU - Meyfroidt, Patrick

AU - Tran, Trung

AU - Duong, Pham Bao

AU - Nguyen, Thanh T.

AU - Tran, Tan

AU - Pham, Linh

AU - Leu, Shawn

AU - Phuong Thao, Ngo Thi

AU - Huu-Dung, Nguyen

AU - Dao, Trung Kien

AU - Hong, Nguyen Van

AU - Minh Nguyet, Bui Thi

AU - Nguyen, Hoai Son

AU - Paschke, Mark W.

N1 - Funding Information: This research received no external funding. The authors would like to thank the collaborators of the University of Science, Vietnam National University, Vietnam National University of Forestry, Vietnam Academy of Forest Science, for their hard work on the field in Nghe An province. We especially thank many local families for their numerous supports during data collection. In Memory of the late friend Andr? Dozier at Colorado State University, Fort Collins (1987-2019).

PY - 2020/5/13

Y1 - 2020/5/13

N2 - Vietnam's forests have experienced a notable transformation over the past 20 years from net deforestation to reforestation and expanding forests. Continued reforestation that aims to achieve further economic and environmental benefits remains a national priority and strategy. We explore the current status of plantation forests and highlight possible means to facilitate their expansion in the uplands of Vietnam. We employ mixed method triangulation to empirically explore plantation forests and their economic role in household livelihood, to quantify trade-offs between plantation forests and shifting cultivation, and to assess the constraints on plantation forest expansion in Nghe An province, north-central Vietnam. Results show that forest in the study area expanded by 406,000 ha (71.1%) between 1990 and 2016. Plantation forests increased by nearly 500% (from 32,000 ha to 190,000 ha), while natural forests expanded by 48.1% (from 538,000 ha to 797,000 ha). Plantation forests contributed an average of 35.1 percent of total household income in wealthier households and 27.9 percent of income in poor households. Switching from shifting cultivation to plantation forests would increase total household income and average carbon stock but decrease food provision. Total Economic Value would be higher for plantation forest scenarios if increased carbon stocks in plantations can be monetized. This carbon income might drive conversion of shifting cultivation to plantation forests. Constraints on further expansion of plantation forest are low external cooperation, education, market stability, and agroforestry extension services. Our empirical results inform national plantation forest development, sustainable upland livelihood development, and climate change mitigation programs to ultimately facilitate forest transition and improve the resilience and sustainability of socio-ecological systems.

AB - Vietnam's forests have experienced a notable transformation over the past 20 years from net deforestation to reforestation and expanding forests. Continued reforestation that aims to achieve further economic and environmental benefits remains a national priority and strategy. We explore the current status of plantation forests and highlight possible means to facilitate their expansion in the uplands of Vietnam. We employ mixed method triangulation to empirically explore plantation forests and their economic role in household livelihood, to quantify trade-offs between plantation forests and shifting cultivation, and to assess the constraints on plantation forest expansion in Nghe An province, north-central Vietnam. Results show that forest in the study area expanded by 406,000 ha (71.1%) between 1990 and 2016. Plantation forests increased by nearly 500% (from 32,000 ha to 190,000 ha), while natural forests expanded by 48.1% (from 538,000 ha to 797,000 ha). Plantation forests contributed an average of 35.1 percent of total household income in wealthier households and 27.9 percent of income in poor households. Switching from shifting cultivation to plantation forests would increase total household income and average carbon stock but decrease food provision. Total Economic Value would be higher for plantation forest scenarios if increased carbon stocks in plantations can be monetized. This carbon income might drive conversion of shifting cultivation to plantation forests. Constraints on further expansion of plantation forest are low external cooperation, education, market stability, and agroforestry extension services. Our empirical results inform national plantation forest development, sustainable upland livelihood development, and climate change mitigation programs to ultimately facilitate forest transition and improve the resilience and sustainability of socio-ecological systems.

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KW - Plantation forest solutions

KW - Principal component analysis

KW - Rural livelihood

KW - Trade-offs

KW - Vietnam

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